Professional Fund-Raising Counsel

Professional Fundraising Counsel RegistrationA Professional Fundraising Counsel (“PFC”) is generally defined as “a person who for compensation plans, manages, advises, counsels, consults or prepares material for, or with respect to, the solicitation of funds, assets or property for charitable purposes”.  The person does not receive or control funds, assets or property solicited for charitable purposes; and, does not employ, procure or engage any compensated person to solicit, receive or control funds, assets or property for charitable purposes.

By way of example, a PFC may plan or conduct one or more of the following services: major donor asks, direct mail campaigns, prepare grant applications, conduct online campaigns.  Anyone who is hired as a PFC by a charitable organization soliciting contributions from or within a state is required to register with said state.  There are approximately 27 states that require a PFC, that does not have control of the funds, to register.  In some states a PFC may register under the title Professional Fundraiser which may also encompass Professional Solicitors.  Those states typically have slight differences in registration requirements based on the person’s control of funds.

State Requirements

The states that regulate PFCs have different requirements but, in general, states impose the following requirements:

  • Execution of a written contract containing between the charitable organization and the PFC.
  • Inclusion of specific provisions in the written contract.
  • Filing of the written contract with the state.
  • Posting of a bond (3 states).
  • Inclusion of specific disclosures in written solicitation material.
  • Disclosure of PFC relationships on the charitable organization’s  solicitation registration.

For assistance with Professional Fundraising Counsel (PFC) registration, contact Cynthia Mercado at cynthia@caritasregistration.com or at 800-203-8546 for a free quote. Caritas Registration serves PFCs of all types and sizes and files registrations in all states that require them.

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